[Paper] Basic Lock Algorithms in Lightweight Thread Environments

Published: (December 9, 2025 at 08:03 AM EST)
4 min read
Source: arXiv

Source: arXiv - 2512.08563v1

Overview

The paper Basic Lock Algorithms in Lightweight Thread Environments examines how classic mutex designs—TTAS (Test‑Test‑And‑Set) and MCS (Mellor‑Crummey‑Scalable)—behave when they are used by lightweight threads (coroutines, async calls) instead of traditional OS threads. Because lightweight threads require explicit context‑switch points (yield or sleep), the authors show that naïve porting of OS‑thread locks can cause deadlocks and severe performance regressions. They propose lightweight‑thread‑aware variants and a hybrid “cohort” lock that works robustly across different coroutine libraries.

Key Contributions

  • Problem identification: Demonstrates that conventional OS‑thread mutexes are unsafe for coroutine‑based concurrency due to missing implicit pre‑emptive scheduling.
  • Lock adaptations: Provides concrete modifications to TTAS and MCS locks that incorporate coroutine‑specific context‑switch primitives (yield & sleep).
  • Hybrid cohort lock: Introduces a lock that combines several MCS queues with a shared TTAS front‑end, delivering stable performance across diverse lightweight‑thread runtimes.
  • Empirical evaluation: Benchmarks the three lock families (TTAS, MCS, cohort) on multiple C++ coroutine libraries, highlighting scenarios where each excels or fails.
  • Guidelines for developers: Offers practical recommendations on selecting or implementing mutexes when targeting coroutine‑heavy codebases.

Methodology

  1. Modeling lightweight threads: The authors treat coroutines as user‑level schedulable units that only switch when the program explicitly calls yield() (cooperative) or when the runtime forces a sleep() (pre‑emptive).
  2. Lock redesign:
    • TTAS‑LT inserts a yield() after a failed spin to give other coroutines a chance to release the lock.
    • MCS‑LT augments each node with a sleep() call when a thread must wait in the queue, preventing busy‑waiting that would otherwise block the scheduler.
  3. Cohort lock construction: Multiple per‑core MCS queues feed into a global TTAS gate; the gate protects the transition between queues, while each queue handles local contention.
  4. Experimental setup: The authors evaluate the three lock variants on four popular C++ coroutine libraries (Boost.Asio, libco, cppcoro, and the upcoming C++20 coroutine TS). They vary contention levels, critical‑section lengths, and numbers of logical cores, measuring latency, throughput, and CPU utilization.

Results & Findings

Lock variantLow contentionHigh contention (many coroutines)Critical‑section length
TTAS‑LTExcellent latency (few yields)Severe slowdown due to excessive yieldingWorks well when CS is short
MCS‑LTCompetitive, but higher per‑lock overheadScales better; avoids busy‑waiting deadlocksHandles longer CS gracefully
CohortSlightly higher latency than TTAS‑LTConsistently high throughput; near‑optimal across all settingsBalanced performance for both short and long CS

Key take‑aways

  • Pure TTAS fails when many coroutines block on a lock because they keep yielding without progress, leading to “livelock.”
  • Pure MCS eliminates livelock but incurs extra memory traffic and context‑switch overhead, which hurts low‑contention cases.
  • The cohort lock achieves a sweet spot: it limits the number of coroutines that enter the expensive MCS queue while still protecting against deadlock, delivering stable performance across libraries and workloads.

Practical Implications

  • Library developers: When exposing synchronization primitives in a coroutine‑friendly API, prefer the cohort lock or provide both TTAS‑LT and MCS‑LT as options, letting users pick based on expected contention.
  • Systems engineers: Existing lock‑heavy codebases can be ported to async frameworks with minimal changes by swapping std::mutex for the provided lt::mutex (lightweight‑thread mutex).
  • Performance tuning: For latency‑critical services (e.g., high‑frequency trading gateways) that use short critical sections, a tuned TTAS‑LT may still be optimal; otherwise, the cohort lock is a safe default.
  • Cross‑library portability: Because the cohort lock abstracts away the underlying yielding/sleeping mechanism, the same binary can run on Boost.Asio, libco, or native C++20 coroutines without recompilation.

Limitations & Future Work

  • Memory overhead: MCS‑based variants allocate a per‑coroutine queue node, which can be non‑trivial in memory‑constrained embedded environments.
  • Scheduler dependence: The effectiveness of yield() and sleep() hooks assumes a reasonably fair underlying coroutine scheduler; pathological schedulers could still cause starvation.
  • Broader primitives: The study focuses solely on mutexes; extending the analysis to read‑write locks, condition variables, or lock‑free structures remains open.
  • Language support: While the experiments target C++, the authors note that adapting the cohort lock to other coroutine‑enabled languages (Rust, Go, JavaScript) warrants further investigation.

Bottom line: As lightweight threads become mainstream in high‑performance servers and low‑latency applications, rethinking classic lock algorithms is essential. This paper provides both the theory and ready‑to‑use implementations that let developers harness the speed of coroutines without falling into deadlocks or unpredictable slowdowns.

Authors

  • Taras Skazhenik
  • Nikolai Korobenikov
  • Andrei Churbanov
  • Anton Malakhov
  • Vitaly Aksenov

Paper Information

  • arXiv ID: 2512.08563v1
  • Categories: cs.DC
  • Published: December 9, 2025
  • PDF: Download PDF
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